Investment Management

Johnson Financial Advisors (JFA) offers a variety of wealth management services for clients who desire active or passive portfolio management. After identifying a client's objectives and risk tolerance, a personalized portfolio will be recommended. We also can provide private banking services with access to initial public offerings (IPO) and other services. 

As stated in our compliance brochure, JFA primarily provides investment advice on the following types of investments:

  • Exchange-listed securities (i.e. stocks)
  • Securities traded over-the-counter (i.e. stocks)
  • Corporate debt securities (other than commercial paper)
  • Commercial paper
  • Certificates of deposit
  • Municipal securities
  • Variable life insurance
  • Variable annuities
  • Mutual fund shares
  • United States government securities

Upon client request, JFA may provide advice on foreign issues, warrants, options contracts on securities or commodities, futures contracts on tangibles or intangibles, or interests in partnerships investing in real estate, oil and gas interests.

JFA offers direct portfolio management, as well as access to third-party money managers who have been carefully screened and approved. In most cases, these money managers are available only through an advisor and are not available to the general public. Phil and Marcus monitor all client accounts on a regular basis.

This partnership provides clients with access to a wide array of investment strategies and flexibility. With a simple phone-call, a client can easily change their asset allocation, investment strategy, or money manager if they so desire. Clients are invited to call or set up a meeting to discuss their portfolio any time they have questions or concerns.

JFA utilizes state-of-the-art technology to track investment products and monitor portfolios. We also subscribe to numerous investment newsletters and charting and ranking systems. Clients who wish to do so can track their portfolios online. All data is on a secured and encrypted network for your privacy and protection.

To learn more about our comprehensive investment services, please call 602-242-4000.